SEBI vide has released an updated master circular on surveillance dated: July 9, 2024. The chart below will provide you with the list of circulars covered in the master circular and page numbers where it can be found in the master circular on surveillance[i]. As per regulation 16(1)(d) of SEBI LODR, the senior management shall mean:
SEBI circular | Providing for | Where it is covered in master circular |
2 -Sept -2010 | Trading Rules and Shareholding in dematerialized mode | 4 |
23-Mar-11 | Unauthenticated news circulated by SEBI-registered market Intermediaries through various modes of communication | 5 |
24-Mar-11 | Addendum to Circular no. Cir/ISD/ 1/2011 dated March 23, 2011 | 6 |
11-May-15 | Disclosures under SEBI (PIT) Regulations, 2015 | Page 7 read with Annexure 1 |
16-sept-15 | Revised Disclosures formats under SEBI (PIT) Regulations, 2015 | Page 7 read with Annexure 1 |
23-Jul-20 | Allowing Offer for Sale (OFS) and Rights Entitlements (RE) transactions during the trading window closure period | 10 (Point 3.4.1) |
23-Jul-20 | Reporting to Stock Exchanges regarding violations of SEBI (PIT) Regulations, 2015 relating to the Code of Conduct | Page 7 read with Annexure 1 |
09-Sept-20 | Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System-driven disclosures | Page 8 read with Annexure 2 |
09-Feb-21 | Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015 | Page 7 read with Annexure 1 |
16-Jun-21 | Automation of Continual disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System-driven disclosures for inclusion of listed Debt Securities. | Page 9 read with Annexure 3 |
13-Aug-21 | Automation of Continual Disclosures under Regulation 7(2) of SEBI Prohibition of Insider Trading) Regulations, 2015 – System-driven disclosures – Ease of doing business. | |
05-Aug-2022 | Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level. | 10 (Point 3.4.2) read with Annexures 4-6 |
19-July-23
| Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”)– Extending framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level to all listed companies in a phased manner. |
[i]https://www.sebi.gov.in/legal/master-circulars/jul-2024/master-circular-on-surveillance-of-securities-market_84680.html
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